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Regulators' concerns re risk profiling tools and approaches

This short video explains some of the key regulatory concerns that have led us to develop our new risk profiling tool and here is a tool checklist based on the regulatory requirements.

For more information on what we have done, or any specific questions, or want copies of the key regulatory documents, please feel free drop me a line colin.turton@adviserasset.co.uk, or use the contact us link at the top of the page.

 

 

 



 

 

 



 

 



 

 



 

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Risk profiling....why are the regulators so concerned?

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